YAMAGUCHI LAURENTIAN SECURITIES
Responsible banking principles is at the very core of our commitment to our clients.
Yamaguchi Laurentian Securities are fervent believers in helping our clients to achieve financial well-being through the highest levels of personal and professional service. This means that we work with our clients, providing you with our products and services in a manner that is transparent and responsible.
Our dedication at Yamaguchi Laurentian Securities is responsible banking principles are at the very core of our commitment to our clients, the long-term relationships that we build and the exceptional service levels that are at their foundation.
That dedication permeates throughout our entire organization, from the Board of Directors and the executive management team on down through our experienced and knowledgeable teams and on to our new recruits.
Yamaguchi Laurentian Securities adheres to all applicable responsible banking laws and regulations.
Yamaguchi Laurentian Securities provides a broad range of investment products and financial services to all qualified applicants without regard to their race, gender, religious beliefs, sexual orientation, age, disability, country of origin, ethnicity, marital or familial status, geographic location within our area of operation, or on any other classification that is protected by any applicable laws.
Yamaguchi Laurentian Securities guarantees to represent all of its investment products and financial services fairly, honestly and transparently, including disclosing all applicable costs and fees associated with them. We provide education and financial information to our clients so that they may feel more comfortable in selecting the right products and services to suit their specific needs. We provide value and protect their interests throughout this process.
Our employees are knowledgeable and well trained.
All of our financial team undergo regular training, both on the ever-evolving nature of the financial services industry, and on all applicable responsible banking regulations and laws. In addition to this, Yamaguchi Laurentian Securities also has our own internal regulations on a broad array of institutional, customer service, workplace behavior and diversity issues and practices which all of our employees are trained and attend periodic refresher courses on.
Yamaguchi Laurentian Securities work diligently to ensure that all of our communications and disclosures are clear, understandable and transmitted in a timely manner, keeping with the principles of responsible banking regulations and laws. We monitor and carry out regular reviews of our performance in this regard.
Our Code of Conduct.
Yamaguchi Laurentian Securities believes that a strong code of conduct results in having a strong organization, and as such, ours goes beyond our legal requirements. In accordance with this code, each Yamaguchi Laurentian Securities employee is required and expected to treat all fellow employees, clients and members of the public consistently and fairly throughout their engagement.
For clients, this means from the very first communication about opening an account until their account is closed, which usually occurs after they have passed on.